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Investor Resources > Free Informative Reports

SOUTHERN PACIFIC EXPLORATION COMPANY

COMPLIANCE NOTICE(S) - ACKNOWLEDGEMENT OF AND AGREEMENT WITH WEBSITE USEAGE POLICY, LEGAL NOTICE(S) DISCLAIMER, PRIVACY POLICY, AND OTHER COMPLIANCE MATTERS

RE: NASD Rule 3110(c )

Dear Customer

Thank you for your interest in Southern Pacific Exploration Company (SPXCO) and its operated and/or sponsored joint ventures. This short form will allow us to serve you in the best possible way. Joint Venture programs sponsored by SPXCO are available exclusively to accredited investors and/or qualified purchasers as defined by securities regulation(s).

Securities regulations require; as a formality and pre-requisite to receiving specific information regarding a joint venture investment opportunity; that the prospective investor must supply information about his/her/its residency, investing experience, and financial capability, among other things, in order for the program sponsor to determine the suitability of such an investment for that investor. The issuer and its agents, if any, must have reasonable grounds for believing that a proposed, recommended, or requested investment in its sponsored joint ventures is suitable for the potential customer on the basis of the facts disclosed by the potential customer as to his or her current financial situation and needs. Further information and representations may be required prior to making any actual offer or accepting any investment.

The information provided by the investor is for the determination of suitability purposes only and is not shared with any other persons or entities and further, is strictly subject to SPXCO's privacy policy. The questions are promulgated by securities regulations and are not intended to be intrusive, however; these suitability questions must be asked in order to comply with applicable securities regulations. A representative of SPXCO will notify you should you qualify as an accredited investor and/or a qualified purchaser.

Nothing in this questionnaire form, and nothing contained in our company website should be considered an offer to sell a security; nor is it a solicitation of an offer to buy a security. An offer may be made and is only made, by and through a Confidential Private Placement Memorandum (aka “Prospectus”), and this is NOT a Confidential Private Placement Memorandum.

If you are considering investing as an entity, be advised that appropriate documentation will be required generally as follows:

Corporations : Please attach a copy of the corporate resolution to purchase and articles of incorporation and by-laws.

Limited Liability Companies : Please attach a copy of the resolution to purchase and articles of organization and operating agreement, as amended.

Partnerships : Please attach a true copy of the current partnership agreement, as amended.

Trusts : Please attach a copy of the instrument creating the trust, as amended.

Estates : Please attach a copy of the will and current letters testamentary.

Completion and submittal of this form does NOT represent any commitment by the prospective investor to make an investment, but does afford the opportunity to ask questions and to receive detailed information. Thanks again for your interest.

Please contact the Corporate Compliance Officer, at the address listed below, if you have any questions or concerns regarding this notice, representations by or actions of, any representative of Southern Pacific Exploration Company.